Privacy Policy

The cm-securities.com site does not want to receive confidential or proprietary information from you through the Site and any information or material sent to cm-securities.com through the Site in respect of any products or service referenced or offered on the Site will be deemed NOT to be confidential. By sending cm-securities.com any information or material regarding our services, you grant cm-securities.com an unlimited, worldwide, irrevocable right and license to use, reproduce, display, perform, modify, transmit and distribute those materials or information, and you also agree that cm-securities.com is free to use any ideas, inventions, concepts, know-how or techniques that you send cm-securities.com for any purpose. Such purposes may include disclosure to third parties and/or developing, manufacturing and/or marketing goods or services.

Representations of User
By using the Site, you hereby represent and warrant that: (i) all information contained in any submission by you is either owned by you or rights have been granted to you permitting you to disseminate the information as set forth in these Terms and Conditions; and (ii) the information contained in any submissions by you does not infringe on the intellectual property rights of others, including but not limited to, copyright, trademark, patent, or trade secret rights.

Limitations on Information Submitted
Any submission of information by you through the Site or to cm-securities.com is subject to the following guidelines and restrictions: it may not contain URLs or links to any other Internet web sites; it may not contain copyrighted material (unless you own the copyright or have the owner's permission to post the copyrighted material); it may not contain trade secrets (unless you own them or have the owner's permission to post them); it may not contain material that infringes on the intellectual property rights of others, including but not limited to copyright, trademark, patent, or trade secret rights; it may not contain information that is known by you to be untrue, false or misleading or that does not fairly or accurately depict or describe the subject matter that is the subject of the information posted by you; it may not present information which impersonates another person, whether living or dead, misstate the identity of any person, or misstate or mislead as to gender or age; it may not contain viruses, bots, Trojan horses or other programs or information which disrupts or interferes with the operation of the Site; it may not be sent for the purpose of "flooding", "mailbombing" or "crashing" the Site; you may not solicit money, investments or make any offering of securities or investments; you may not submit chain letters or pyramid schemes.

Monitoring of Information
The cm-securities.com site does not assume any obligation to review the accuracy, completeness, truthfulness or content of any information submitted to the Site by you, other users of the Site, or of companies offering products or services on the Site. Notwithstanding, cm-securities.com may in its discretion review information submitted to the Site for any purpose whatsoever and it reserves the right, in its sole discretion, to reject any information submitted to the Site for any reason whatsoever.

Hyperlinks
From time to time, as a convenience to you, the Site may include links to third party web sites, or permit third parties to link to this Site. Links to or from a third party web site, whether provided by cm-securities.com or not, do not imply any affiliation between cm-securities.com and the site owner, or an endorsement of such third party sites. We may cancel any link at any time and will remove any link from this Site upon request from the owner of the linked site. Such requests should be sent to our web site administrator, via the form contact section.

Availability
Not all of the products and services described on this Site are available in all geographic areas of the United States and/or the world. You may not be eligible for all of the described products or services and we reserve the right to determine the eligibility of any user for any product or service. The pages relating to each product or service may provide additional information on the availability of each product or service and may contain additional terms governing eligibility.

Children
This Site does not intend to market any products or services to children.  The cm-securities.com site does not knowingly gather, or solicit data, from children through this Site for marketing purposes.

Accuracy of Content
The cm-securities.com will make every reasonable effort to include accurate and up to date content on the Site. Notwithstanding, the cm-securities.com provides such content for informational purposes only and does not warrant or represent that descriptions of services or other content contained on the Site is complete, accurate, reliable, current or error-free.

Disclaimer
THE SITE AND THE INFORMATION ON THIS SITE IS PROVIDED AS IS WITHOUT ANY WARRANTIES, EXPRESS OR IMPLIED, INCLUDING BUT NOT LIMITED TO THE IMPLIED WARRANTIES OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE, OR NON-INFRINGEMENT. THE CM-SECURITIES.COM MAKES NO REPRESENTATION OR WARRANTY THAT THE INFORMATION CONTAINED ON THIS SITE WILL BE CURRENT, TIMELY, COMPLETE, ACCURATE OR ERROR FREE. THE CM-SECURITIES.COM HAS NOT REVIEWED ALL THE SITES THAT MAY BE LINKED TO ITS SITE AND DOES NOT ENDORSE AND IS NOT RESPONSIBLE FOR THE CONTENT OF ANY OFF-SITE PAGES OR ANY OTHER SITES LINKED TO THESE SITES. YOUR LINKS TO SUCH SITES IS AT YOUR OWN RISK. TO THE EXTENT THAT THE LAW DOES NOT PERMIT THE DISCLAIMER OF WARRANTIES, ALL CONTENT ACCESSIBLE ON THE SITE, OR ANY OTHER WEB SITE TO WHICH THIS SITE LINKS, IS WARRANTED ONLY TO THE MINIMUM AMOUNT LEGALLY REQUIRED. IN NO EVENT SHALL THE CM-SECURITIES.COM BE LIABLE TO ANY PARTY FOR ANY DIRECT, INDIRECT, SPECIAL OR OTHER CONSEQUENTIAL DAMAGES FOR ANY USE OF THIS WEB SITE, OR ON ANY LINKED WEB SITE, INCLUDING, WITHOUT LIMITATION, ANY PROFITS, BUSINESS INTERRUPTION OR OTHERWISE. YOU AGREE TO INDEMNIFY, DEFEND AND HOLD THE CM-SECURITIES.COM HARMLESS FROM AND AGAINST ANY AND ALL LIABILITY, CLAIMS, CAUSES OF ACTIONS, DAMAGES, COSTS AND EXPENSES, INCLUDING BUT NOT LIMITED TO, ATTORNEYS FEES AND COSTS OF SUIT, ARISING OUT OF YOUR BREACH OF THESE TERMS AND CONDITIONS.

Governing Law and Venue
These Terms and conditions are governed by the internal substantive laws of the State of NEVADA in the United States of America , without respect to its conflict of laws principles. Jurisdiction and venue for any claims arising under from the use of the Site or these Terms and Conditions shall lie exclusively with the state and federal courts within the State of NEVADA . You hereby irrevocably consent to the jurisdiction of the state and federal courts within the State of NEVADA . If any provision of these Terms and Conditions is found to be invalid by any court having competent jurisdiction, the invalidity of such provision shall not affect the validity of the remaining provisions of these Terms and Conditions, which shall remain in full force and effect. The failure of the cm-securities.com to enforce any term or condition of these Terms and Conditions shall not be deemed a waiver thereof and shall not prevent its later enforcement.

Changes
The information contained in these Terms and Conditions may be changed or updated by the cm-securities.com from time to time and without prior notice by posting the modified Terms and Conditions to the Site. The cm-securities.com may also make improvements and/or changes in the products and/or the programs described in this information at any time without notice. It is your obligation to review these Terms and Conditions on an ongoing basis. Your continued use of the Site constitutes your agreement to these Terms and Conditions. If at any time you do not agree to these Terms and Conditions, you must cease your use of this Site.

Business Continuity Disclosure Policy

CM Securities, LLC (“Firm”) is a FINRA registered broker/dealer providing brokerage services to its customers. Accordingly, the Firm is furnishing this document to all clients to provide information about its efforts to ensure that the Firm’s securities operations will not be significantly impacted as a result of an emergency or significant business disruption.

Securities industry regulations require each member firm to create and maintain a Business Continuity Plan reasonably designed to meet its obligations to its clients or other counterparties. In accordance with these requirements, the Firm has designed a Business Continuity Plan to address possible scenarios in efforts to minimize the impact to our clients.

In keeping with the regulatory requirements, the business continuity plan for the Firm is designed to address key areas of concern including, but not limited to, the following:

• Data back-up and recovery;
• All mission critical systems;
• Financial and operational assessments;
• Alternate means of communication between the Firm and its employees;
• Alternate means of communication between the Firm and its customers;
• Alternate physical locations of employees;
• Critical business constituent, bank, and counter-party impact;
• Regulatory reporting;
• Communications with regulators; and
• How the Firm will ensure that customers have access to their funds and securities in the event that the Firm determines it is unable to continue its business.

Since events creating business disruptions may vary in nature and scope, the Firm has anticipated scenarios in which the following are affected:

• A disruption to the Firm’s primary or main office location;
• A disruption to a single building where the Firm’s main office is located;
• A disruption to the business district or city where the Firm’s primary systems are located;
• A disruption to the region where the Firm’s primary systems are located.

Regardless of the scope of potential disruption, the Firm intends to continue to provide the utmost service to its clients.

A Disruption to the Firm and/or Single Building
In the event of a significant business disruption to the Firm and/or the building in which the Firm is located, the Firm has duplicative systems that will be operated from a separate back-up (“alternate”) site. This disruption may be caused by physical damage, technological problems, or an inability for personnel to arrive at the office. As such, the Firm will transfer operations to its designated alternate site located in another building within close proximity to the Firm’s main operations. The alternate site will be used to restore internal operations, as well as electronic access and communications, as soon as key employees are relocated to the site. In this process, clients may experience a minor delay in reaching the Firm due to increased telephone calls, technological delays, or other minor difficulties arising from the transfer of operations. The Firm expects that any delay will be less than twelve (12) hours. Nevertheless, the unlikely failure of telephone or other ancillary communications systems could result in a delay of up to twenty-four (24) hours.

A Business-District, Citywide, or Regional Disruption
In the event that there is a significant business disruption that affects the business district or city where any of the Firm’s primary systems are located, the Firm will transfer operations to its designated backup (“alternate”) site located in a separate and distinct business district and city apart from the Firm’s main operations. The alternate site will be used to restore internal operations, electronic access, and communications as soon as key employees are relocated to the site.

In the event of a significant business disruption to the region where the Firm’s primary systems are located, the Firm intends to take advantage of any available facilities of other affiliates that may be located in other geographical regions. As such, the Firm may use an alternate location that currently operates in another region that will effectively leverage the use of technology and infrastructure to continue operations. Under this arrangement, the selected locations will be determined sufficiently capable to operate as a designated back-up facility. In this process, Clients may experience minor delays in reaching the Firm due to increased telephone calls, technological delays, or other minor difficulties arising from the transfer of operations. The Firm expects that any delay will be less than seventy-two (72) hours.

Nevertheless, there can be no assurance that service will continue without interruption in certain circumstances, such as a regional blackout, a natural disaster, or terrorist attack. However, in the unlikely event that the Firm has determined that it cannot resume operations within a reasonable amount of time, it will provide as much advance notice as possible regarding its ongoing operations.

At a minimum, the Firm’s Business Continuity Plan is reviewed and updated as necessary on an annual basis. Additionally, our primary internal and external application and service providers periodically conduct testing of their own back-up capabilities to ensure that in the event of an emergency or significant business disruption, they will be able to provide us with the critical information and applications we need to continue or promptly resume our business.

Making sure that any type of disruption does not unduly impact our clients is extremely important to us, and our business continuity plan is designed to allow us to continue to provide the quality service that all of our clients deserve and expect.